Unclaimed
John Katan Dsouza is a financial professional with over 18 years of experience in the industry. John is currently registered with Truist Securities, Inc. John has held previous roles at Macquarie Capital (USA) INC., William Blair, Thomas Weisel Partners LLC, Harris Nesbitt Corp., Citigroup Global Markets Inc., Mesirow Financial, Inc. and Banc One Capital Markets, Inc. John has a strong background in investment banking and holds the Series 7, Series 63, SIE and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
10/24/2022 - Present
Truist Securities, Inc. (CHICAGO IL)
IL
06/15/2018 - 08/18/2022
MACQUARIE CAPITAL (USA) INC. (CHICAGO IL)
IL
06/14/2010 - 02/14/2018
WILLIAM BLAIR (CHICAGO IL)
CA
06/20/2006 - 06/10/2010
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
NY
02/24/2005 - 06/16/2006
HARRIS NESBITT CORP. (NEW YORK NY)
NY
08/27/2004 - 12/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
08/10/2004 - 08/24/2004
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
04/16/2003 - 07/08/2004
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 10/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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