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John Katan Dsouza

Truist Securities, Inc.

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About John Katan Dsouza

John Katan Dsouza is a financial professional with over 18 years of experience in the industry. John is currently registered with Truist Securities, Inc. John has held previous roles at Macquarie Capital (USA) INC., William Blair, Thomas Weisel Partners LLC, Harris Nesbitt Corp., Citigroup Global Markets Inc., Mesirow Financial, Inc. and Banc One Capital Markets, Inc. John has a strong background in investment banking and holds the Series 7, Series 63, SIE and Series 79TO licenses.

Firm Information

John Dsouza is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Dsouza’s Registration & Firm History

IL

10/24/2022 - Present

Truist Securities, Inc. (CHICAGO IL)

IL

06/15/2018 - 08/18/2022

MACQUARIE CAPITAL (USA) INC. (CHICAGO IL)

IL

06/14/2010 - 02/14/2018

WILLIAM BLAIR (CHICAGO IL)

CA

06/20/2006 - 06/10/2010

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

NY

02/24/2005 - 06/16/2006

HARRIS NESBITT CORP. (NEW YORK NY)

NY

08/27/2004 - 12/16/2004

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

IL

08/10/2004 - 08/24/2004

MESIROW FINANCIAL, INC. (CHICAGO IL)

IL

04/16/2003 - 07/08/2004

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Katan Dsouza.
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