Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kanaday Carter is a financial advisor with over 16 years of experience in the financial services industry. John is currently registered with LPL Financial LLC and is licensed to provide financial advice in Colorado, District of Columbia, Florida, Georgia, Hawaii, Illinois, Missouri, New Mexico, North Carolina, South Carolina, Texas, and Virginia. Prior to joining LPL Financial LLC, John was a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley & Co. Incorporated. John has a strong track record of providing financial planning and investment management services to a wide range of clients. John is committed to providing his clients with personalized financial advice that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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GA
03/20/2015 - Present
LPL Financial LLC (CUMMING GA)
GA
12/15/2008 - 03/19/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GAINESVILLE GA)
GA
08/24/2007 - 10/03/2008
MORGAN STANLEY & CO. INCORPORATED (ALPHARETTA GA)
LA
09/20/2001 - 07/22/2002
PAN-AMERICAN FINANCIAL ADVISERS (NEW ORLEANS LA)
BC
Issued 09/28/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/23/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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