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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Kacheong Lee is an Investment Advisor Representative with Independent Financial Group, LLC. John has been in the financial industry since January 14, 1998 and is a Certified Financial Planner and a Personal Financial Specialist. John's firm manages approximately $1 billion to $10 billion in assets and serves a range of client types including individuals, businesses, pension and profit sharing plans, and charitable organizations. John has experience providing a variety of financial services including financial planning, portfolio management, and selection of other advisors. John has been registered with Independent Financial Group, LLC since October 2005 and has worked in the financial industry since 1998. John is licensed in California, Nevada, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/31/2005 - Present
Independent Financial Group, LLC (PLEASANTON CA)
CA
12/01/2000 - 11/02/2005
NATIONAL PLANNING CORPORATION (SAN FRANCISCO CA)
TX
01/15/1998 - 12/15/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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