Unclaimed
John Wong is a financial professional with over 20 years of experience in the industry. John has a Series 6 and Series 63 license and is registered with the state of California. John is currently employed by Ni Advisors and is based out of Milpitas, CA. He is an experienced financial advisor and offers financial planning and portfolio management services to individuals. Ni Advisors is a firm that specializes in providing financial advice to individuals, with a focus on high-net-worth individuals. They offer a range of services, including financial planning, portfolio management, and selection of other advisors. The firm has a total of 7 client accounts, with a total of $3,560,000 in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Share fees with third party asset managers
1
2
CA
01/03/2007 - Present
NI Advisors (MILPITAS CA)
CA
01/28/2005 - 11/16/2006
WHITE PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
BC
Issued 06/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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