Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn K Walters is a financial advisor registered with LPL Financial LLC. John has been in the industry since December 13, 2002. John is licensed to sell securities in Alabama, Arkansas, Florida, Georgia, Louisiana, Mississippi, North Carolina and Tennessee. John also holds a Series 7 and Series 66 license. John's office is located at 303 Williams Ave SW STE 711, Huntsville, AL 35801. John is a member of the CB&S Bank Advisory Board for the Madison County Region. John has a passion for helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
10/19/2007 - Present
LPL Financial LLC (HUNTSVILLE AL)
AL
12/13/2002 - 10/25/2007
A. G. EDWARDS & SONS, INC. (HUNTSVILLE AL)
BOTH
Issued 12/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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