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John K. Schaefer

J.p. Morgan Securities LLC

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About John K. Schaefer

John K. Schaefer is a financial advisor with J.P. Morgan Securities LLC. John has been in the financial industry since January 1997. John is licensed to provide securities and investment advisory services in multiple states. He is a registered representative with FINRA and is also registered with the Securities Investor Protection Corporation (SIPC). In addition to his work with J.P. Morgan Securities LLC, John has previously held positions at The Huntington Investment Company, PNC Investments, PNC Capital Markets LLC and Dreyfus Investment Services Corporation.

Firm Information

John Schaefer is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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John Schaefer’s Registration & Firm History

PA

05/04/2021 - Present

J.p. Morgan Securities LLC (Pittsburgh PA)

PA

03/05/2018 - 02/05/2021

THE HUNTINGTON INVESTMENT COMPANY (PITTSBURGH PA)

PA

01/18/2011 - 01/31/2018

PNC INVESTMENTS (PITTSBURGH PA)

PA

02/15/2005 - 12/31/2008

PNC CAPITAL MARKETS LLC (PITTSBURGH PA)

PA

01/01/2004 - 01/07/2005

PNC INVESTMENTS (PITTSBURGH PA)

KY

06/01/2002 - 01/01/2004

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

PA

10/27/2000 - 06/01/2002

PNC BROKERAGE CORP (PITTSBURGH PA)

NY

04/25/1997 - 03/05/1999

DREYFUS FINANCIAL SERVICES CORPORATION (NEW YORK NY)

PA

02/24/1993 - 03/05/1999

DREYFUS INVESTMENT SERVICES CORPORATION (PITTSBURGH PA)

MN

11/25/1992 - 01/19/1993

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

11/25/1992 - 01/19/1993

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 04/13/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John K. Schaefer.
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