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John K Rocchio

Bofa Securities, Inc.

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About John K Rocchio

John K Rocchio is a registered representative of Bofa Securities, Inc. and is licensed to offer securities in Texas. John has been in the financial industry for over 200 days and has passed the Series 79TO, Series 63 and SIE exams. John is currently working out of the Houston, TX branch office of Bofa Securities, Inc. John offers research-related services to clients.

Firm Information

John Rocchio is currently registered with Bofa Securities, Inc.. Bofa Securities, Inc. is a corporation formed in September 2015 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Bofa Securities provides research-related services and publishes periodicals. The firm has 314 registered representatives.
Bofa Securities, Inc.

ONE BRYANT PARK

NEW YORK, NY 10036

Not reported

Assets Under Management

Not reported

Total Clients

1,401

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiated fees for research-related services

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John Rocchio’s Registration & Firm History

TX

08/21/2023 - Present

Bofa Securities, Inc. (HOUSTON TX)

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Licenses & Designations

BC

Issued 08/26/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/21/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John K Rocchio.
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