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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn K. McCarthy is an investment advisor representative with Cetera Investment Advisers LLC. John has been in the industry since April 2004 and has a diverse background, having previously worked with firms such as Questar Capital Corporation and Signator Investors, Inc. John's professional experience includes providing financial services, including fixed insurance, and has a proven track record of success in the industry. John holds Series 6, 7, 63 and 66 securities licenses and the SIE exam. John also holds an insurance license and is a registered representative in multiple states including Rhode Island, Connecticut, Florida and Massachusetts. John is committed to providing personalized financial guidance and solutions to help clients achieve their financial goals.
JOHNSTON, RI
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
RI
03/21/2024 - Present
Cetera Investment Advisers LLC (JOHNSTON RI)
MA
12/01/2016 - 01/31/2019
QUESTAR CAPITAL CORPORATION (NORTH ATTLEBORO MA)
MA
06/29/2015 - 12/05/2016
SIGNATOR INVESTORS, INC. (ANDOVER MA)
RI
02/15/2011 - 06/30/2015
QUESTAR CAPITAL CORPORATION (WARWICK RI)
RI
04/14/2004 - 03/07/2011
METLIFE SECURITIES INC. (WARWICK RI)
RI
04/14/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PROVIDENCE RI)
BOTH
Issued 12/28/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 4/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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