Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn K. Goodwin is a registered investment advisor representative with Northwestern Mutual Investment Services, LLC. John is a Series 6, 7, 63 and 65 licensed advisor, who started in the industry in 2003. John is located in PRAIRIE VLG, KS and is active in 21 states. John is a board member for several non-profit organizations, including Grace United Community Ministries, Mid America Charitable Gift Planners, and The Salvation Army. John's firm, Northwestern Mutual Investment Services, LLC is located in MILWAUKEE, WI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
KS
01/29/2008 - Present
Northwestern Mutual Investment Services, LLC (PRAIRIE VLG KS)
IA
Issued 02/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2007
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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