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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Justin Pierce is an investment advisor representative with over 30 years of experience in the financial services industry. John has been with RBC Capital Markets, LLC since 2009. Prior to that, John worked at UBS Financial Services Inc. from 1996 to 2009, and Wheat, First Securities, Inc. from 1991 to 1996. John is licensed to provide investment advice in multiple states, including New Jersey, New York, and Texas. John holds Series 7, Series 63, and Series 65 licenses. John's specializations include portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and pension consulting. John is committed to providing clients with personalized investment advice and services to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
12/04/2009 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
09/20/1996 - 12/10/2009
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NC
07/05/1991 - 10/07/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
01/18/1990 - 07/08/1991
JESUP, JOSEPHTHAL & CO., INC.
NA
01/02/1990 - 01/27/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
04/19/1983 - 01/02/1990
MOORE & SCHLEY, CAMERON & CO.
IA
Issued 05/16/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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