Unclaimed
John Judson Violette is a financial advisor who has been in the financial services industry since June 19, 2007. John is registered as a Registered Representative with LPL Financial LLC in Fort Mill, South Carolina. John has also previously been employed with Hewitt Financial Services LLC, Wells Fargo Advisors, LLC and E*TRADE Securities LLC. John holds a Series 7, Series 63, Series 66, Series 24, and Series 53 license. John is also registered with the states of North Carolina and South Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
09/26/2016 - Present
LPL Financial LLC (FORT MILL SC)
NC
11/25/2009 - 11/17/2010
HEWITT FINANCIAL SERVICES LLC (CHARLOTTE NC)
NC
11/28/2008 - 07/20/2009
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
09/29/2006 - 07/14/2008
E*TRADE SECURITIES LLC (CHARLOTTE NC)
BOTH
Issued 12/17/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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