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John Jude McLoughlin

Hennion & Walsh, Inc.

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About John Jude McLoughlin

John McLoughlin is a financial professional with over 18 years of experience in the securities industry. John is currently registered with Hennion & Walsh, Inc. in Parsippany, NJ and has been with the firm since January 2013. Previously, John has held positions with Oppenheimerfunds Distributor, Inc., Seligman Advisors, Inc., UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Newbridge Securities Corporation and LH Ross & Company, Inc. John is licensed to sell securities in Delaware, Maryland, New Jersey, New York and Pennsylvania.

Firm Information

John McLoughlin is currently registered with Hennion & Walsh, Inc.. Hennion & Walsh, Inc. is a Corporation formed on October 24, 1989. They are registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

52

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John McLoughlin’s Registration & Firm History

NJ

01/07/2013 - Present

Hennion & Walsh, Inc. (PARSIPPANY NJ)

NY

07/16/2008 - 01/08/2013

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

NY

09/26/2007 - 07/11/2008

SELIGMAN ADVISORS, INC. (NEW YORK NY)

NJ

08/11/2006 - 10/02/2007

UBS FINANCIAL SERVICES INC. (WESTFIELD NJ)

NY

02/08/2005 - 08/07/2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

FL

10/25/2004 - 01/03/2005

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

FL

06/30/2004 - 12/17/2004

LH ROSS & COMPANY, INC. (BOCA RATON FL)

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Licenses & Designations

BOTH

Issued 03/11/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 06/25/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Jude McLoughlin.
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