Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Marmion Jr. is a financial advisor with UBS Financial Services Inc., working in the financial services industry since June 1983. John has licenses in Ohio and Texas. John is currently registered with the firm in Phoenix, AZ, Columbus, OH, W Huron, OH, and Dublin, OH. John has previously worked at WELLS FARGO ADVISORS, LLC, PRUDENTIAL SECURITIES INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. John holds Series 63, 65, 7, 8, 9, 10, 15, 3, and 5 licenses. John specializes in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, trusts, estates, and retirement plans. John is committed to providing his clients with the highest level of service and personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
AZ
11/01/2012 - Present
UBS Financial Services Inc. (PHOENIX AZ)
OH
07/01/2003 - 11/02/2012
WELLS FARGO ADVISORS, LLC (COLUMBUS OH)
NY
12/04/1990 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
06/22/1983 - 12/06/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/27/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2000
Series 5 - Interest Rate Options Examination
BC
Issued 10/25/1999
Series 3 - National Commodity Futures Examination
BC
Issued 07/13/1999
Series 15 - Foreign Currency Options Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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