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John Joseph Williams

Empower Financial Services, Inc.

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About John Joseph Williams

John Joseph Williams is a financial advisor with Empower Financial Services, Inc. with a branch office in Greenwood Village, CO. John has been in the financial services industry for over 35 years. John is also registered in Connecticut.

Firm Information

John Williams is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Williams’s Registration & Firm History

CO

01/04/2021 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CT

08/26/2013 - 01/04/2021

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

01/02/2013 - 08/23/2013

MML DISTRIBUTORS, LLC (ENFIELD CT)

CT

01/01/2009 - 01/02/2013

HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)

CT

01/05/2007 - 01/01/2009

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CA

08/16/1995 - 10/17/2005

TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)

CA

01/16/1985 - 11/25/1994

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 02/02/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/29/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/16/2003

Series 4 - Registered Options Principal Examination

BC

Issued 05/04/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 07/28/1989

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/18/1985

Series 27 - Financial and Operations Principal Examination

BC

Issued 02/13/1985

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Joseph Williams.
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