Unclaimed
John Joseph Whalen is a registered investment advisor associated with McM&G Capital Advisors, Inc. in Baltimore, MD. John Joseph Whalen holds Series 79TO, SIE and Series 63 licenses. John Joseph Whalen is registered in Maryland and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MD
06/28/2022 - Present
McMg Capital Advisors, Inc. (BALTIMORE MD)
BC
Issued 08/26/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/28/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 03/28/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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