Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Welker is a financial advisor registered with Wells Fargo Clearing Services, LLC. John has been in the financial industry since March 8, 1995. John Joseph Welker is also licensed to conduct investment advisory business in California, South Dakota and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
09/24/2021 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CA
10/31/2008 - 01/21/2019
UBS FINANCIAL SERVICES INC. (IRVINE CA)
CA
04/02/2007 - 11/05/2008
MORGAN STANLEY & CO. INCORPORATED (IRVINE CA)
CA
07/26/1999 - 04/02/2007
MORGAN STANLEY DW INC. (IRVINE CA)
NY
03/09/1995 - 07/27/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 02/17/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/04/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 3 - National Commodity Futures Examination
BC
Issued 04/29/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Welker is the right advisor for you? Invested Better is here to help.
