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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Wasilewski is an active Registered Representative and Investment Advisor Representative. John has been in the financial services industry since 1986, with a focus on providing investment advice and portfolio management services to individuals, businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. John has been affiliated with UBS Financial Services Inc. since December 2008. Prior to that, John held various positions at several other firms, including Deutsche Bank Securities Inc., DB Alex. Brown LLC, Legg Mason Wood Walker, Incorporated, Alex. Brown & Sons Incorporated, Greenwich Partners, Inc., and Glickenhaus & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
05/08/2012 - Present
UBS Financial Services Inc. (BALTIMORE MD)
MD
01/13/2001 - 01/09/2009
DEUTSCHE BANK SECURITIES INC. (BALTIMORE MD)
MD
07/20/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
MD
01/08/1998 - 06/18/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
10/01/1996 - 06/25/1997
ALEX. BROWN & SONS INCORPORATED
CT
01/13/1995 - 10/22/1996
GREENWICH PARTNERS, INC. (STAMFORD CT)
NY
01/22/1986 - 12/19/1994
GLICKENHAUS & CO. (NEW YORK NY)
NA
11/19/1985 - 01/01/1986
SHEARSON LEHMAN BROTHERS INC.
IA
Issued 09/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/14/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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