Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Walzer is a registered investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC. John has been in the financial services industry since 1997 and is registered in Connecticut, New York, and several other states. John's specialties include financial planning and portfolio management for individuals. John has worked for several large financial institutions including FIDELITY BROKERAGE SERVICES LLC, ITG INC., and RBC DAIN RAUSCHER INC. John is also a board member of the Eastchester Traffic and Parking Advisory Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CT
06/21/2024 - Present
Tiaa-Cref Individual & Institutional Services, LLC (STAMFORD CT)
CT
11/11/2013 - 09/21/2017
FIDELITY BROKERAGE SERVICES LLC (GREENWICH CT)
NY
09/04/2012 - 07/01/2013
ITG INC. (NEW YORK NY)
NY
03/24/2010 - 01/09/2012
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
12/06/2007 - 05/10/2010
PALI CAPITAL, INC. (NEW YORK NY)
NY
06/07/2004 - 11/30/2007
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
08/05/2003 - 11/02/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NY
11/05/2002 - 05/27/2003
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NY
11/09/2000 - 11/14/2002
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
04/01/1996 - 11/06/2000
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
IA
Issued 12/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/22/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/08/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Walzer is the right advisor for you? Invested Better is here to help.
