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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Waldron is an investment advisor representative with Cambridge Investment Research Advisors, Inc. John has been a registered representative in the financial industry since 1999. John holds Series 6, 7, 24, 52TO, 53, 63, and 66 securities licenses. John's previous employers include Raymond James & Associates, Inc., Raymond James Financial Services, Inc., LPL Financial LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., Pointe Atlantic, Inc, Citigroup Global Markets Inc., Samco Capital Markets, Inc., Penson Financial Services, Inc., and BCP Securities, LLC. John is registered with the state of Florida and Pennsylvania as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
02/18/2021 - Present
Cambridge Investment Research Advisors, Inc. (Fort Myers FL)
FL
02/07/2020 - 10/09/2020
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
09/20/2017 - 10/09/2020
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
10/10/2014 - 09/28/2017
LPL FINANCIAL LLC (TAMPA FL)
FL
10/01/2012 - 09/04/2014
J.P. MORGAN SECURITIES LLC (TAMPA FL)
FL
06/06/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (TAMPA FL)
FL
11/23/2009 - 04/21/2010
CHASE INVESTMENT SERVICES CORP. (TAMPA FL)
FL
09/12/2008 - 02/27/2009
POINTE ATLANTIC, INC (TAMPA FL)
NY
05/15/2007 - 03/31/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/17/2005 - 09/29/2006
SAMCO CAPITAL MARKETS, INC. (NEW YORK NY)
TX
03/07/2005 - 05/19/2006
PENSON FINANCIAL SERVICES, INC. (DALLAS TX)
CT
05/15/2001 - 03/01/2005
BCP SECURITIES, LLC (GREENWICH CT)
NY
09/10/1999 - 12/22/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
BOTH
Issued 11/22/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/12/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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