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John Joseph Wagner

J.p. Morgan Securities LLC

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About John Joseph Wagner

John Joseph Wagner is an investment advisor representative at J.P. Morgan Securities LLC. John Joseph Wagner has been in the securities industry since July 9, 1991. John Joseph Wagner is licensed in the state of New Jersey. John Joseph Wagner is registered with Financial Industry Regulatory Authority (FINRA) and has been registered with FINRA since August 2, 2013. John Joseph Wagner is also registered with the state of New York and has been registered since May 3, 2021.

Firm Information

John Wagner is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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John Wagner’s Registration & Firm History

NY

06/11/2014 - Present

J.p. Morgan Securities LLC (Staten Island NY)

NY

12/10/2012 - 07/26/2013

HSBC SECURITIES (USA) INC. (LONG ISLAND CITY NY)

NY

10/01/2012 - 12/05/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

10/01/2004 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)

CA

02/24/2004 - 10/04/2004

ESSEX NATIONAL SECURITIES, INC. (NAPA CA)

NY

08/14/2003 - 02/17/2004

21ST CENTURY FINANCIAL SERVICES, INC. (EAST MEADOW NY)

NY

07/22/2003 - 08/21/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

06/09/1997 - 07/30/2003

21ST CENTURY FINANCIAL SERVICES, INC. (EAST MEADOW NY)

TX

04/14/1997 - 06/17/1997

FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)

NY

11/01/1995 - 04/09/1997

JARON EQUITIES CORP. (HICKSVILLE NY)

TX

02/01/1995 - 11/06/1995

BHCM INC. (HOUSTON TX)

VA

01/24/1994 - 02/01/1995

GNA SECURITIES, INC. (GLEN ALLEN VA)

NA

10/28/1991 - 02/08/1994

CROSSLAND INVESTOR SERVICES CORP.

NJ

06/20/1991 - 10/24/1991

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/20/1991 - 10/24/1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 07/06/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/23/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/31/2013

Series 4 - Registered Options Principal Examination

BC

Issued 08/07/1997

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/18/1996

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/22/1993

Series 7 - General Securities Representative Examination

BC

Issued 06/19/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Joseph Wagner.
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