Unclaimed
John Joseph Wagner is an investment advisor representative at J.P. Morgan Securities LLC. John Joseph Wagner has been in the securities industry since July 9, 1991. John Joseph Wagner is licensed in the state of New Jersey. John Joseph Wagner is registered with Financial Industry Regulatory Authority (FINRA) and has been registered with FINRA since August 2, 2013. John Joseph Wagner is also registered with the state of New York and has been registered since May 3, 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/11/2014 - Present
J.p. Morgan Securities LLC (Staten Island NY)
NY
12/10/2012 - 07/26/2013
HSBC SECURITIES (USA) INC. (LONG ISLAND CITY NY)
NY
10/01/2012 - 12/05/2012
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/01/2004 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
CA
02/24/2004 - 10/04/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
08/14/2003 - 02/17/2004
21ST CENTURY FINANCIAL SERVICES, INC. (EAST MEADOW NY)
NY
07/22/2003 - 08/21/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
06/09/1997 - 07/30/2003
21ST CENTURY FINANCIAL SERVICES, INC. (EAST MEADOW NY)
TX
04/14/1997 - 06/17/1997
FRANKLIN FINANCIAL SERVICES CORPORATION (HOUSTON TX)
NY
11/01/1995 - 04/09/1997
JARON EQUITIES CORP. (HICKSVILLE NY)
TX
02/01/1995 - 11/06/1995
BHCM INC. (HOUSTON TX)
VA
01/24/1994 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
10/28/1991 - 02/08/1994
CROSSLAND INVESTOR SERVICES CORP.
NJ
06/20/1991 - 10/24/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/20/1991 - 10/24/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/31/2013
Series 4 - Registered Options Principal Examination
BC
Issued 08/07/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/18/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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