Unclaimed
John Vigliotti has been in the financial services industry since 1998. John is a registered representative with The Leaders Group, Inc. and holds Series 6, 63, and 26 licenses, as well as the SIE exam. John has previously worked for ESSEX SECURITIES LLC and INVESTORS CAPITAL CORP. and is currently registered to conduct business in Florida, Massachusetts, Michigan, and New Hampshire.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/03/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MA
01/01/2010 - 01/04/2019
ESSEX SECURITIES LLC (Amesbury MA)
MA
02/13/1998 - 01/01/2010
INVESTORS CAPITAL CORP. (AMESBURY MA)
IA
Issued 10/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure John Vigliotti is the right advisor for you? Invested Better is here to help.