Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Swiess is an investment advisor representative with SPC, a firm based in Ann Arbor, Michigan. John has been in the industry since 1999 and has a wide range of experience, including work with The Strategic Financial Alliance, Inc., World Group Securities, Inc. and WMA Securities, Inc. John holds the Series 6, 26, 63 and 65 licenses and specializes in providing investment advice to individuals, corporations and pension plans. John also owns his own transactional law practice and acts as General Outside Counsel for International Bank of Chicago.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
IL
03/09/2020 - Present
SPC (Burr Ridge IL)
IL
03/09/2011 - 12/31/2013
THE STRATEGIC FINANCIAL ALLIANCE, INC. (OAK BROOK IL)
GA
04/12/2002 - 03/02/2011
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
07/08/1999 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
IA
Issued 12/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/07/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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