Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Sullivan is an active broker registered with State Street Global Markets, LLC. John has been in the industry since November 9, 2007 and is registered in 53 states and the District of Columbia. John has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
10/13/2017 - Present
State Street Global Markets, LLC (BOSTON MA)
NY
04/01/1996 - 03/09/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/23/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MD
04/07/1994 - 04/01/1996
CHASE SECURITIES, INC. (NEW YORK MD)
BC
Issued 08/31/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2018
Series 3 - National Commodity Futures Examination
BC
Issued 11/10/2017
Series 57 - Securities Trader Exam
BC
Issued 10/13/2017
Series 7 - General Securities Representative Examination
BC
Issued 10/25/2002
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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