Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Stec is a financial advisor with over a decade of experience in the industry. John has a Series 7, Series 66 and SIE license. John currently works at Foreside Fund Services, LLC. John has worked at firms such as UMB Distribution Services, LLC, and First Trust Portfolios L.P. John is registered in Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/21/2022 - Present
Foreside Fund Services, LLC (New York NY)
WI
05/12/2021 - 09/09/2022
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
ME
09/26/2016 - 08/27/2019
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
IL
05/14/2011 - 09/02/2015
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
BOTH
Issued 07/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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