Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Spaeth is a financial professional with over 40 years of experience in the industry. John is currently a registered representative and investment advisor representative with Integrated Wealth Concepts LLC. Prior to joining Integrated Wealth Concepts LLC, John worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Morgan Stanley DW Inc., Oppenheimer & Co., Inc., and Prudential Securities Incorporated. John is licensed to provide investment advisory services in Florida and Illinois. John holds several licenses, including the Series 63, Series 65, Series 7TO, Series 8, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/10/2021 - Present
Integrated Wealth Concepts LLC (Fort Meyers FL)
FL
06/01/2009 - 01/13/2012
MORGAN STANLEY SMITH BARNEY (FT. MYERS FL)
IL
05/14/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OAKBROOK TERRACE IL)
NY
10/02/1981 - 05/18/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
12/30/1977 - 08/29/1991
OPPENHEIMER & CO., INC.
NA
09/16/1977 - 08/29/1991
PRUDENTIAL SECURITIES INCORPORATED
IA
Issued 12/21/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/19/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 04/21/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure John Spaeth is the right advisor for you? Invested Better is here to help.
