Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Seton has been in the financial services industry for over 35 years. Currently, John Seton is registered with Tp Icap Global Markets Americas Llc. Previously, John Seton was registered with Tullett Prebon Financial Services LLC, Prebon Financial Products Inc. and Prebon Securities (USA) Inc. John Seton has passed the SIE and the Series 72 Exam. John Seton is currently licensed in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/03/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
06/21/2006 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
12/02/1987 - 06/13/2007
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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