Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Scarpino is a financial advisor with over 30 years of experience in the industry. John has worked with a number of firms including Advest, Inc., Prudential-Bache Securities, Inc., First Command Financial Planning, Inc., and Key Investment Services LLC. John is currently registered as an Investment Advisor Representative with Capitol Securities Management, Inc. John specializes in providing financial advice to individuals, businesses, and charitable organizations. John also offers a range of services including financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
05/27/2022 - Present
Capitol Securities Management, Inc. (GLEN ALLEN VA)
NY
06/22/2017 - 05/31/2022
KEY INVESTMENT SERVICES LLC (Suffern NY)
NY
04/20/2016 - 05/18/2017
FIRST COMMAND FINANCIAL PLANNING, INC. (Cornwall NY)
NA
02/28/1989 - 09/14/1990
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/03/1988 - 03/07/1989
ADVEST, INC.
NA
06/21/1988 - 08/15/1988
WALL STREET WEST, INC.
BOTH
Issued 05/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/16/1989
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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