Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Sabatier is a financial advisor who has been in the industry since February 1, 2008. John is currently registered with Stifel, Nicolaus & Company, Inc. Prior to that, John was registered with JONES LANG LASALLE SECURITIES, LLC and RBC CAPITAL MARKETS, LLC. John is licensed in 52 states and holds the Series 7, Series 52TO, Series 79TO, and SIE licenses. John specializes in providing financial advice to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
05/24/2018 - Present
Stifel, Nicolaus & Company, Inc. (NEW ORLEANS LA)
FL
06/15/2016 - 04/06/2018
JONES LANG LASALLE SECURITIES, LLC (Clearwater FL)
FL
10/24/2007 - 04/21/2016
RBC CAPITAL MARKETS, LLC (ST. PETERSBURG FL)
BC
Issued 10/24/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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