Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rynne is a financial advisor with over 20 years of experience in the industry. John has a strong background in investment management and trading, with a focus on equities. John is currently registered with UBS Securities LLC and previously worked at firms such as Guggenheim Securities, LLC, Guggenheim Liquidity Services, LLC, Amaranth Global Securities LLC, Amaranth Securities L.L.C., Citigroup Global Markets Inc., Citadel Trading Group L.L.C., Paloma Securities L.L.C., Donaldson, Lufkin & Jenrette Securities Corporation, and Salomon Brothers Inc. John is licensed to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/10/2018 - Present
UBS Securities LLC (NEW YORK NY)
NY
11/01/2010 - 01/23/2015
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
11/06/2007 - 11/02/2010
GUGGENHEIM LIQUIDITY SERVICES, LLC (NEW YORK NY)
CT
05/10/2004 - 10/18/2006
AMARANTH GLOBAL SECURITIES LLC (GREENWICH CT)
CT
05/10/2004 - 10/18/2006
AMARANTH SECURITIES L.L.C. (GREENWICH CT)
NY
07/22/2003 - 05/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
06/19/2000 - 07/01/2003
CITADEL TRADING GROUP L.L.C. (CHICAGO IL)
CT
05/15/2000 - 06/14/2000
PALOMA SECURITIES L.L.C. (GREENWICH CT)
NA
05/18/1992 - 02/27/1995
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
06/20/1989 - 05/14/1992
SALOMON BROTHERS INC.
BC
Issued 12/20/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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