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John Joseph Romolo

Quattro M Securities Inc.

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About John Joseph Romolo

John Joseph Romolo is a financial professional with over 20 years of experience in the securities industry. John is currently registered with Quattro M Securities Inc. in New York. Prior to joining Quattro M Securities Inc., John held positions at Jefferies Execution Services, Inc., John N. Seip & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John holds multiple securities licenses including Series 7, 24, 25, 55, 57TO, and 63.

Firm Information

John Romolo is currently registered with Quattro M Securities Inc.. Quattro M Securities Inc. is a Corporation, formed on December 7, 1994. The firm has been approved by the SEC and is registered in 15 states: Arizona, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, and Texas. The firm has been involved in two Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Romolo’s Registration & Firm History

NY

05/12/2011 - Present

Quattro M Securities Inc. (NEW YORK NY)

NY

10/27/2008 - 05/13/2011

JEFFERIES EXECUTION SERVICES, INC. (NEW YORK NY)

NY

08/06/2007 - 10/16/2007

JOHN N. SEIP & CO., INC. (NEW YORK NY)

NY

12/02/1998 - 05/31/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/10/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/21/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/08/2000

Series 25 - NYSE Trading Assistant Examination

BC

Issued 11/18/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Joseph Romolo.
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