Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Rocco is an investment advisor representative with Eagle Strategies LLC. John has been in the securities industry for over 40 years, having started his career in 1975 as a registered representative with NYLIFE Securities Inc. John holds Series 1, 63, 65, 6TO and SIE licenses. John currently holds registrations in Alabama, Arizona, Connecticut, Florida, Massachusetts, Nevada, New Hampshire, New Jersey, New York, and Rhode Island. John is a board member of the American College and provides advisory services to individuals, corporations, charitable organizations, and high net worth individuals. John also has experience in insurance brokering. John is committed to providing clients with comprehensive financial advice. John provides a range of financial planning services, including retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
12/20/2006 - Present
Eagle Strategies LLC (WAKEFIELD MA)
IA
Issued 12/19/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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