Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Rocco is a financial advisor with over 27 years of experience in the industry. Currently registered with Ice Bonds Securities Corp. in both New York and New Jersey, John holds a Series 7, Series 52TO, and SIE licenses and is registered in 5 states. Prior to joining ICE Bonds Securities Corp., John was a registered representative with TMC Bonds L.L.C., Citigroup Global Markets Inc. and Lehman Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/01/2020 - Present
ICE Bonds Securities Corp. (New York NY)
NY
02/05/2015 - 06/03/2020
TMC BONDS L.L.C. (New York NY)
NY
01/23/1995 - 01/09/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/07/1993 - 11/14/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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