Unclaimed
John Joseph Reilly IV is a financial professional with over 2 years of experience in the securities industry. John is currently registered with Cantor Fitzgerald & Co. and is located in Charlotte, North Carolina. Prior to joining Cantor Fitzgerald & Co., John was employed by B&D Capital Partners, LLC in Charlotte, North Carolina. John holds a Series 63, Series 28, Series 24, Series 99TO, Series 7TO, Series 79TO and SIE license. John is also registered as an investment advisor representative in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
07/10/2024 - Present
Cantor Fitzgerald & Co. (CHARLOTTE NC)
NC
08/09/2022 - 07/08/2024
B&D CAPITAL PARTNERS, LLC (CHARLOTTE NC)
BC
Issued 07/13/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 04/21/2022
Series 24 - General Securities Principal Examination
BC
Issued 06/08/2022
Series 99TO - Operations Professional Examination
BC
Issued 06/14/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/26/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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