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John Joseph Regan

Clear Street LLC

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About John Joseph Regan

John Joseph Regan is a financial professional with over 7 years of experience in the securities industry. John has a broad range of experience and is registered with the state of New York. John is currently employed by Clear Street LLC and was previously employed by Seven Points Capital, LLC. John holds a variety of licenses including Series 7, 24, 55, 57TO, and 63. John has also passed the Securities Industry Essentials Exam.

Firm Information

John Regan is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Regan’s Registration & Firm History

NY

02/18/2021 - Present

Clear Street LLC (NEW YORK NY)

NY

09/22/2015 - 03/08/2021

SEVEN POINTS CAPITAL, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/27/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/01/2023

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/22/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Joseph Regan.
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