Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Quinn is a financial advisor in St. Paul, Minnesota. John Quinn has been in the financial industry for over 25 years. John Quinn is currently registered with Wells Fargo Clearing Services, LLC. John Quinn has held previous registrations with Ameriprise Financial Services, Inc., IDS Life Insurance Company, CAP PRO BROKERAGE SERVICES, INC., and DAIN BOSWORTH INCORPORATED. John Quinn has a strong track record of success in the financial services industry, and is committed to providing his clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
02/29/2020 - Present
Wells Fargo Clearing Services, LLC (ST PAUL MN)
MN
10/02/2003 - 10/22/2019
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
10/02/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
OH
09/18/2000 - 10/11/2001
CAP PRO BROKERAGE SERVICES, INC. (COLUMBUS OH)
MN
01/03/1997 - 06/05/2000
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
NA
11/15/1993 - 01/22/1996
DAIN BOSWORTH INCORPORATED
BOTH
Issued 02/29/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/01/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/05/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/06/2006
Series 24 - General Securities Principal Examination
BC
Issued 06/07/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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