Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Ptak is a financial advisor who has been in the industry since 2001. John has experience with various financial institutions including William Blair & Company, Credit Suisse Securities, Gentry Securities, Harbor Light Securities and Corient. John has a Series 7, Series 79, Series 87, and Series 63 licenses. He is also a Chartered Financial Analyst. John specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. John currently works at Corient.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of assets under advisement
1
2
IL
12/22/2022 - Present
Corient (Chicago IL)
IL
03/07/2014 - 11/17/2014
HARBOR LIGHT SECURITIES, LLC (CHICAGO IL)
IL
01/02/2014 - 03/07/2014
GENTRY SECURITIES LLC (CHICAGO IL)
NY
11/12/2004 - 04/04/2006
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
IL
03/16/2001 - 11/15/2004
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BC
Issued 01/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2014
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/29/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure John Ptak is the right advisor for you? Invested Better is here to help.
