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John Joseph Prior

Needham & Company, LLC

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About John Joseph Prior

John Joseph Prior is a registered representative with Needham & Company, LLC, a broker-dealer registered with FINRA. John has been in the securities industry since June 10, 1983, and has held previous positions at Lehman Brothers Inc., Scully Brothers & Foss, and Salomon Brothers Inc. John's expertise includes Investment Banking and Operations. He is licensed to sell securities in California, Illinois, Massachusetts, Minnesota, and New York.

Firm Information

John Prior is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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John Prior’s Registration & Firm History

NY

03/18/1996 - Present

Needham & Company, LLC (NEW YORK NY)

NY

03/25/1993 - 01/17/1996

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

09/07/1988 - 12/31/1992

SCULLY BROTHERS & FOSS

NY

11/24/1982 - 07/12/1988

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/27/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/1991

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Joseph Prior.
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