Unclaimed
John Joseph Peters is a financial advisor with Edward Jones. John has been in the financial services industry since 2006 and has a total of 4 approved state registrations. John holds the Series 66, Series 63, Series 10, Series 9, Series 24, Series 7, and SIE licenses. John has specialized in providing financial services for individuals and businesses. John is a Certified Financial Planner. John is also involved with the following other businesses: JPSD Investments LLC, Peters Arizona LLC, Cardinal Ave LLC, Uber, and 2221 Cross Country, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
10/24/2016 - Present
Edward Jones (ST LOUIS MO)
AZ
08/22/2013 - 10/21/2016
LPL FINANCIAL LLC (CHANDLER AZ)
GA
01/04/2010 - 08/02/2013
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
02/17/2009 - 08/02/2013
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
05/16/2007 - 08/02/2013
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
AZ
08/24/2006 - 05/11/2007
EDWARD JONES (TEMPE AZ)
BOTH
Issued 10/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/28/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/08/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/13/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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