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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Pesce is an investment advisor representative with HUB Investment Partners, LLC in Austin, Texas. John has been in the securities industry since 1993. John is registered with the state of Texas. John has previously worked for VERITRUST FINANCIAL, LLC, QA3 FINANCIAL CORP., PLANMEMBER SECURITIES CORPORATION, ARAGON FINANCIAL SERVICES, INC., WASHINGTON SQUARE SECURITIES, INC., and FIRST FINANCIAL SECURITIES OF AMERICA, INC. John is a Series 3, 6, 7, 24, 63, and 65 licensed individual. John has a wide range of experience in the financial services industry, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
TX
01/06/2022 - Present
HUB Investment Partners, LLC (AUSTIN TX)
TX
06/14/2004 - 12/02/2009
VERITRUST FINANCIAL, LLC (AUSTIN TX)
NE
01/02/2002 - 06/15/2004
QA3 FINANCIAL CORP. (OMAHA NE)
CA
01/02/2001 - 12/31/2001
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
CA
01/15/1997 - 12/31/2000
ARAGON FINANCIAL SERVICES, INC. (IRVINE CA)
CT
05/31/1995 - 12/31/1996
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
TX
10/11/1993 - 06/23/1995
FIRST FINANCIAL SECURITIES OF AMERICA, INC. (HOUSTON TX)
IA
Issued 01/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/14/1994
Series 7 - General Securities Representative Examination
BC
Issued 10/08/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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