Unclaimed
John Pepe is a financial advisor with over 3 years of experience in the industry. John is currently registered with Weild & Co., where he offers securities and investment advisory services to clients. John holds Series 7, 66, SIE, 82TO and 99TO securities licenses. Previously, John worked with MORGAN STANLEY. John is registered with FINRA and is licensed in Colorado and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/16/2021 - Present
Weild & Co. (BOULDER CO)
TX
07/19/2018 - 03/30/2021
MORGAN STANLEY (Houston TX)
BOTH
Issued 08/23/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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