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John Joseph Pembroke

Avantax Planning Partners, Inc.

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About John Joseph Pembroke

John J. Pembroke is a financial advisor registered with Avantax Planning Partners, Inc. John has been in the industry for over 23 years and is also a lawyer. In addition to financial advising, John is the sole owner of John J. Pembroke & Associates, LLC, a law firm located in Park Ridge, Illinois. John specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. John is located in Park Ridge, Illinois.

Firm Information

John Pembroke is currently registered with Avantax Planning Partners, Inc.. Avantax Planning Partners, Inc. is a financial advisory firm based in DUBUQUE, IA, with over 248 investment adviser representatives and 92 registered representatives. They offer financial planning, pension consulting, selection of other advisers, portfolio management for businesses and individuals, and have over $6.3 billion in regulatory assets under management. They primarily work with individuals, high-net-worth individuals, corporations and other businesses, pension and profit-sharing plans, and charitable organizations.
Avantax Planning Partners, Inc.

3390 ASBURY ROAD

DUBUQUE, IA 52002-2801

$6.38B

Assets Under Management

4

Total Clients

163

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Pembroke’s Registration & Firm History

IL

01/26/2004 - Present

Avantax Planning Partners, Inc. (PARK RIDGE IL)

NY

05/19/1999 - 01/02/2001

AXA ADVISORS, LLC (NEW YORK NY)

NY

05/19/1999 - 01/05/2000

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/28/2000

Series 7 - General Securities Representative Examination

BC

Issued 05/18/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for John Joseph Pembroke.
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