Unclaimed
John Joseph Parrillo has been in the financial services industry since January 31, 1991. John is currently registered with Cetera Investment Advisers LLC. Prior to that, John was registered with First Allied Securities, Inc. and Securities America, Inc. John has been active as an advisor for over 30 years. John holds several licenses, including Series 6, 7, 22, 24, 63, 99, and SIE. John is a Certified Financial Planner and a Chartered Financial Consultant. John specializes in providing financial planning, portfolio management, and retirement planning services to individuals, families, and businesses. John's goal is to help clients achieve their financial goals through a comprehensive and personalized approach. John is dedicated to providing his clients with the highest level of service and integrity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/17/2020 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
11/09/2007 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
07/24/2002 - 11/13/2007
SECURITIES AMERICA, INC. (SAN DIEGO CA)
NY
01/07/1999 - 07/31/2002
IFMG SECURITIES, INC. (PURCHASE NY)
NY
02/01/1991 - 02/02/1999
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 04/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1991
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/31/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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