Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Palma is a financial professional with over 13 years of experience in the securities industry. John is currently registered with MTS Securities, LLC and has previously held positions at Exceleration Capital LLC, Rice Financial Products Company, and Prime Capital Services, Inc. John holds the Series 53, Series 27, Series 99TO, SIE, and Series 52 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/28/2020 - Present
MTS Securities, LLC (NEW YORK NY)
TX
07/27/2021 - 03/27/2023
EXCELERATION CAPITAL LLC (DALLAS TX)
NY
06/17/2013 - 06/10/2019
RICE FINANCIAL PRODUCTS COMPANY (NEW YORK NY)
NY
12/08/2008 - 06/03/2013
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
BC
Issued 10/06/2014
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/05/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2014
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Palma is the right advisor for you? Invested Better is here to help.
