Unclaimed
John Padgett is a financial advisor with over 30 years of experience in the industry. John is a registered representative and investment advisor representative with B. Riley Wealth Advisors, Inc., and is licensed in several states. John has worked with a variety of firms, including National Securities Corporation and First Montauk Securities Corp. John's experience includes financial planning, portfolio management, and pension consulting. John is also a licensed insurance agent, which gives John a comprehensive understanding of the financial services landscape. John is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
01/24/2019 - Present
B. Riley Wealth Advisors, Inc. (NEPTUNE NJ)
NJ
11/14/2008 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEPTUNE NJ)
NJ
05/27/2003 - 11/18/2008
FIRST MONTAUK SECURITIES CORP. (MANASQUAN NJ)
NY
09/01/2001 - 06/24/2003
KIRLIN SECURITIES INC. (SYOSSET NY)
NY
03/08/1997 - 09/01/2001
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
08/21/1995 - 02/13/1997
RICKEL & ASSOCIATES, INC. (NEW YORK NY)
NY
06/05/1992 - 08/15/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
NY
08/29/1991 - 05/12/1992
HIBBARD BROWN & CO., INC. (NEW YORK NY)
IA
Issued 05/14/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/23/2005
Series 4 - Registered Options Principal Examination
BC
Issued 11/01/1993
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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