Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Osullivan is an investment advisor representative currently registered with First Trust Advisors LP and has been in the industry since 1998. John has experience with a variety of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Claymore Securities, Inc.. John is registered with the state of Illinois as an investment advisor representative and in Pennsylvania as a broker. He is licensed with FINRA and the Series 6, 7, 63, and 65 licenses. John's specializations are in portfolio management for businesses and individuals as well as portfolio management for pooled investment vehicles and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
IL
11/23/2011 - Present
First Trust Advisors LP (WHEATON IL)
IL
03/14/2003 - 05/23/2005
CLAYMORE SECURITIES, INC. (CHICAGO IL)
NY
08/06/1998 - 03/12/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/09/1998 - 10/02/1998
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 09/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/1998
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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