Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Ocallahan is a financial advisor with Fnex Capital, LLC. John has been in the industry since December 22, 1997. John has a Series 63 license. John has held prior positions at F/M Distributors, LLC, Foreside Financial Services, LLC, Stifel, Nicolaus & Company, Incorporated and Beanpot Financial Services, Inc. John holds the Series 4, 7, 24, 3, 34 and SIE licenses. John is registered in Florida and Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IN
06/11/2024 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
MA
08/03/2023 - 06/10/2024
F/M DISTRIBUTORS, LLC (BOSTON MA)
ME
04/29/2021 - 08/03/2023
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
IL
03/02/2015 - 03/27/2020
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CHICAGO IL)
IL
08/23/1996 - 12/01/2014
BEANPOT FINANCIAL SERVICES, INC. (WINNETKA IL)
BC
Issued 07/12/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/1998
Series 4 - Registered Options Principal Examination
BC
Issued 01/24/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2010
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 06/01/2000
Series 3 - National Commodity Futures Examination
BC
Issued 12/12/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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