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John Joseph Obrien

Valic Financial Advisors, Inc.

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About John Joseph Obrien

John Joseph Obrien is a financial advisor with Valic Financial Advisors, Inc. John has over 20 years of experience in the financial industry, working with individual investors and small businesses. John holds the Series 63, 66 and 7 licenses, as well as the Series 24. John offers a variety of services, including financial planning, portfolio management and selection of other advisors. John is committed to providing clients with personalized financial advice to help them achieve their financial goals.

Firm Information

John Obrien is currently registered with Valic Financial Advisors, Inc.. Valic Financial Advisors, Inc. is a corporation formed in November 1996, headquartered in Houston, Texas. The firm offers financial planning, portfolio management for individuals, and selection of other advisers, among other services. They also have a wrap fee program and manage assets for both high-net-worth individuals and individuals other than high-net-worth. The firm is registered with the SEC and has a total of 52 state registrations. As of the most recent reporting period, the firm reported approximately $25.25 billion in regulatory assets under management.
Valic Financial Advisors, Inc.

2929 ALLEN PKWY; L7-20

HOUSTON, TX 77019

$25.25B

Assets Under Management

12

Total Clients

1,266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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recommend wrap accounts to clients

Recommend wrap accounts to clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Obrien’s Registration & Firm History

TX

05/18/2021 - Present

Valic Financial Advisors, Inc. (HOUSTON TX)

PA

05/04/2004 - 01/02/2018

BRINKER CAPITAL SECURITIES, INC. (BERWYN PA)

PA

04/18/1997 - 10/01/2001

BRINKER CAPITAL SECURITIES, INC. (BERWYN PA)

NJ

11/16/1994 - 07/29/1996

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 08/11/2021

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 09/13/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/24/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/03/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Joseph Obrien.
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