Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Nelson is a financial advisor with over 17 years of experience in the industry. John is currently registered with Stifel, Nicolaus & Company, Inc. and holds a Series 7, Series 10, Series 24, and Series 66 license. John has previously been registered with Ameriprise Financial Services, LLC, and Wells Fargo Advisors, LLC. John is a CERTIFIED FINANCIAL PLANNER™ professional. John specializes in providing financial planning services to individuals, families, and businesses. John works with clients to develop personalized financial plans that meet their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/06/2023 - Present
Stifel, Nicolaus & Company, Inc. (WESTPORT CT)
CT
04/12/2013 - 06/06/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Westport CT)
CT
01/01/2008 - 04/15/2013
WELLS FARGO ADVISORS, LLC (WESTPORT CT)
CT
01/19/2006 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SOUTHPORT CT)
BOTH
Issued 01/27/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/30/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/05/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Nelson is the right advisor for you? Invested Better is here to help.
