Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Morneau is a financial professional with over 28 years of experience in the industry. John is a registered representative with Oppenheimer & Co. Inc. in both New York and North Carolina. Prior to joining Oppenheimer, John worked at several firms including International Assets Advisory, LLC, Spire Securities, LLC, Cowen and Company, LLC, and CRT Capital Group LLC. John has a broad range of experience in the securities industry, including portfolio management, financial planning, and investment consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/01/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NC
03/24/2021 - 06/26/2024
INTERNATIONAL ASSETS ADVISORY, LLC (CHARLOTTE NC)
VA
01/08/2019 - 03/26/2021
SPIRE SECURITIES, LLC (MCLEAN VA)
CT
05/09/2016 - 08/15/2018
COWEN AND COMPANY (Stamford CT)
CT
03/02/2001 - 05/11/2016
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
04/25/1995 - 01/16/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
IA
Issued 07/22/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 08/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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