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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Morgan is a financial advisor with LPL Financial LLC. John is a registered representative and investment advisor representative in Illinois and Texas. John has been in the industry since May 10, 2001. John has been with LPL Financial LLC since April 2020. Prior to that, John was a registered representative with ROYAL ALLIANCE ASSOCIATES, INC. and First Investors Corporation. John has a Series 6, 7, 63 and 65 license. John is also a Series SIE license holder. John has a wide range of experience in the financial industry, including investment advisory services, financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals. John has also been involved in other non-investment-related business activities. John's specializations include securities, commodities, investments, insurance, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
04/28/2020 - Present
LPL Financial LLC (BATAVIA IL)
MA
04/29/2005 - 04/30/2020
ROYAL ALLIANCE ASSOCIATES, INC. (PEABODY MA)
NJ
05/11/2001 - 05/03/2005
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 08/17/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/10/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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